Job Description
Our client is a registered broker-dealer. They seek an AVP, Broker-Dealer Accountant to join their Manhattan, NY office. Responsibilities Manage day-to-day accounting responsibilities for a self-clearing and proprietary firm under the direction of the CFO and Controller Oversee the monthly close process, including the general ledger and reporting of financial results Ensure accurate and timely completion of financial reports, including FOCUS filings Perform monthly reconciliations, bookkeeping, and wire request processing while overseeing travel and entertainment expense accounting Maintain regulatory compliance with net capital and customer reserve requirements Develop and maintain accounting policies, processes, and systems to strengthen internal controls Collaborate with senior management to identify and resolve broker-dealer financial issues and implement process improvements Handle accounts payable and receivable accounting, including expense allocations and reconciliations Requirements Accounting experience from the Brokerage/Securities industry Regulatory reporting experience Experience with FOCUS filings and regulatory reporting Ability to perform account reconciliations, journal entries, and financial analysis accurately Excellent communication and collaboration skills Series 27 is a plus Job ID # 46062 Tagged as: Hybrid Remote/Office