Job Description
Compliance ConsultantOptum Financial is a health care FinTech organization transforming how care is financed and paid for, using technology and innovation to make health care more affordable, accessible, and efficient for millions of consumers, employers, and partners.The work you do with our Compliance team plays a critical role in safeguarding our members, clients, and the enterprise by ensuring adherence to financial services laws, regulatory expectations, and ethical standards.This Compliance Consultant role will help Optum Financial prevent, detect, and correct compliance risk by strengthening governance, monitoring, and issue management across the business.Here, you will find a culture grounded in integrity, collaboration, and accountability, working alongside talented peers committed to proactive risk management and continuous improvement.Come make an impact as you help strengthen trust, protect consumers, and advance regulatory excellence across Optum Financial-while supporting our mission to help people live healthier lives.You'll enjoy the flexibility to work remotely from anywhere within the U.S.as you take on some tough challenges.For all hires in the Minneapolis or Washington, D.C.area, you will be required to work in the office a minimum of four days per week.Primary Responsibilities:Compliance Governance & Program Support Assist with the development, maintenance, and implementation of Optum Financial compliance policies, standards and standard operating proceduresSupport compliance training governance activities including training content maintenance and oversight of training completionContribute to compliance risk assessments and regulatory change reviews by gathering information, documenting impacts, and supporting analysisHelp ensure compliance documentation remains current and well organizedCompliance Testing, Monitoring & Issue Management Execute risk-based compliance testing and monitoring activities under the direction of Compliance leadershipAssist in developing testing workpapers, documenting results, and summarizing findings in a clear and defensible mannerSupport issue management activities including tracking, validating, and documenting remediation of corrective action plansMaintain accurate records and evidence to support internal reviews, audits, and regulatory examinationsCompliance Advisory & Regulatory Support Support financial crimes compliance activities (e.g., Anti-Money Laundering (AML), Sanctions) by assisting with risk assessments, compliance framework, escalation / alert reviews, and advisory support as neededSupport compliance advisory activities by partnering with business teams on compliance questions, emerging risks and regulatory interpretationAssist in researching regulatory requirements and documenting risk and decisioning in memo or briefing formatEscalate potential compliance concerns and emerging risks appropriately, supporting informed decision-makingYou'll be rewarded and recognized for your performance in an environment that will challenge you and give you clear direction on what it takes to succeed in your role as well as provide development for other roles you may be interested in.Required Qualifications:3years of experience in banking compliance, financial crimes compliance, or a related financial legal and compliance functionExperience supporting compliance testing, monitoring and/or risk assessmentsGeneral understanding of US banking regulations, including financial crimes and sanctions complianceDemonstrated analytical, writing, and communication skillsProven attention to detail with a demonstrated sense of ownership and accountabilityDemonstrated ability to manage multiple priorities in a fast-paced environmentPreferred Qualifications:Professional compliance certification (e.g., CRCM, ACAMS, CFE, or similar)Experience within a bank, regulated fintech, or financial institutionExperience working with compliance technology tools (e.g., case management systems, transaction monitoring, sanctions screening, regulatory change management tools)Experience supporting regulatory exams or external auditsPay is based on several factors including but not limited to local labor markets, education, work experience, certifications, etc.In addition to your salary, we offer benefits such as, a comprehensive benefits package, incentive and recognition programs, equity stock purchase and 401k contribution (all benefits are subject to eligibility requirements).No matter where or when you begin a career with us, you'll find a far-reaching choice of benefits and incentives.The salary for this role will range from $91,700 to $163,700 annually based on full-time employment.We comply with all minimum wage laws as applicable.Application Deadline:This will be posted for a minimum of 2 business days or until a sufficient candidate pool has been collected.Job posting may come down early due to volume of applicants.At UnitedHealth Group, our mission is to help peopl