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Senior Branch Exams Advisor - Compliance & Risk (Travel 50%)
Senior Branch Exams Advisor - Compliance & Risk (Travel 50%)
Thecentermemphis
FULL_TIME
Remote ยท US
Memphis, TN, United States, TN, US
Posted: 2026-05-11
Until: 2026-07-11
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Job Description
A financial services firm is seeking a Compliance Examiner for onsite branch evaluations throughout the U.S. This role includes thorough documentation of examination activities, ensuring compliance with policies and regulations. The ideal candidate should have a Bachelor's degree and at least three years of experience in the securities field. Licenses such as Series 7 and 24 are required or must be obtained shortly after hiring. The position offers a salary between $80,000 and $95,000 and allows remote work.