Supervisory Principal
Virtual Vocations Inc
FULL_TIME
Remote · US
, , United States, US
Posted: 2026-05-11
Until: 2026-07-10
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Job Description
A company is looking for a Supervisory Principal. Key Responsibilities Oversee and ensure compliance with regulatory requirements and firm policies Manage and mentor a team of financial advisors and support staff Conduct performance evaluations and provide feedback to team members Required Qualifications FINRA Series 7 and 24 licenses Bachelor's degree in finance, business, or a related field Significant experience in the financial services industry Proven leadership and management experience Strong understanding of compliance and regulatory issues